Fourth Circuit Affirms Two Decisions Denying Pseudonymity for Plaintiffs Alleging Disabilities


Monday’s Fourth Circuit opinions from Judges Robert King, Marvin Quattlebaum, and Henry Floyd (Smith v. Towson Univ. and Doe v. ABA Accredited Univ.) had been nonprecedential, and upheld the decrease courtroom selections below an “abuse of discretion” customary. This mainly signifies that the Courtroom of Appeals concluded that the decrease courtroom selections weren’t clearly flawed; it did not maintain that they had been the one proper doable reply. Nonetheless, the courtroom’s motion struck me as sufficiently price noting; right here is likely one of the selections that the courtroom upheld, Choose Rubin’s determination in Smith v. Towson Univ. (D. Md.):

Self-represented plaintiff John Smith, filed the above-captioned Grievance. Plaintiff alleges that, amongst different issues, his rights below the Rehabilitation Act had been violated and he was discriminated towards based mostly on his psychological well being incapacity by Defendant and its workers….

Plaintiff seeks an order permitting him to proceed on this motion below the pseudonym “John Smith.” In help of this movement, Plaintiff offers minimal info to help his request however states that he’s “mentally disabled” and was “stigmatized and subjected to disparate therapy” on account of this standing.. He states that the claims in his Grievance concern the animus of Defendant’s workers towards him and their expectation that on account of his psychological incapacity he could be violent. He additional contends that

the political panorama [is] more and more divisive surrounding the stereotypical affiliation between psychological sickness and college shootings [and he] could be subjected to irreparable hurt that may exacerbate his psychological disabilities, would completely expose non-public and delicate info that is protected below HIPPA legal guidelines, would consequence within the lack of future profession alternatives that may discriminate towards Plaintiff for the slander Defendants have created fueled by Plaintiff’s psychological disabilities, and with out such protections, would act as a extreme deterrent type equally located Plaintiff from pursuing litigation in exercising their rights.

Subsequently, Plaintiff claims he needs to be permitted to pursue his declare below a pseudonym in order that he can “expose corruption with out the worry of it inflicting irreparable hurt to his medical circumstances and his future profession.” …

The USA Courtroom of Appeals for the Fourth Circuit offers [under the James v. Jacobson precedent] 5 non-exclusive components to find out whether or not to grant a request to proceed pseudonymously:

[1] whether or not the justification asserted by the requesting celebration is merely to keep away from the annoyance and criticism that will attend any litigation or is to protect privateness in a matter of delicate and extremely private nature; [2] whether or not identification poses a threat of retaliatory bodily or psychological hurt to the requesting celebration or much more critically, to harmless non-parties; [3] the ages of the individuals whose privateness pursuits are sought to be protected; [4] whether or not the motion is towards a governmental or non-public celebration; and [5] the danger of unfairness to the opposing celebration from permitting an motion towards it to proceed anonymously….

Taking the primary issue, Plaintiff’s allegations pertaining to his alleged disparate therapy on account of his psychological incapacity seem like of a “delicate and extremely private nature,” though the plaintiff is just not entitled to a pseudonym “merely to keep away from the annoyance and criticism that will attend any litigation.” In contemplating disabling circumstances and social stigma, different circuits have emphasised how distinctive and stigmatizing the problems should be to permit anonymity. See, e.g., Doe v. Blue Cross & Blue Protect United of Wisconsin (seventh Cir.1997) (holding that plaintiff’s obsessive-compulsive dysfunction was a “widespread sufficient” dysfunction and never so “shameful” that it warranted anonymity); Doe v. UNUM Life Ins. Co. of Am. (N.D. Ca. 2016) (holding “lawyer-plaintiff whose declare facilities upon when he turned disabled on account of psychological sickness” was not entitled to anonymity); Doe v. Garland (S.D. Ga. 2021) (holding “the very fact details about a litigant’s psychological well being could also be revealed, with out extra, doesn’t allow a celebration to proceed anonymously.”); Doe v. Berskshire Life Ins. Co. of Am. (D. Colo. 2020) (denying movement to proceed utilizing pseudonym the place request was based mostly on potential embarrassment on account of plaintiff’s prognosis of post-traumatic stress dysfunction); Doe ex rel. Doe v. Harris (W.D.La. 2014) (discovering plaintiff’s psychological dysfunction, which “rendered him perpetually childlike and susceptible,” was not so stigmatizing as to require anonymity). Plaintiff’s case doesn’t contain distinctive circumstances.

The second issue considers whether or not Plaintiff’s continuing publicly “poses a threat of retaliatory bodily or psychological hurt.” This issue is just not addressed by Plaintiff in his movement aside from his conclusory assertion that failure to proceed anonymously could worsen his situation and/or trigger future hurt in employment. However “[t]hat the plaintiff could undergo some embarrassment or financial hurt is just not sufficient” to warrant anonymity. Accordingly, the second James issue weighs towards allowing Plaintiff to proceed with a pseudonym.

The third issue considers “the ages of the individuals whose privateness pursuits are sought to be protected.” Plaintiff is just not a minor, and age is just not an element. Accordingly, the third James issue weighs towards allowing Plaintiff to proceed with a pseudonym.

The fourth James issue considers whether or not Plaintiff’s motion is towards a governmental or non-public celebration whose fame could also be harmed unfairly if Plaintiff is permitted to proceed anonymously. Plaintiff names Towson College as the only real Defendant however lists quite a lot of non-public people within the physique of his Grievance who he alleges discriminated towards him. “When a Plaintiff challenges the federal government or authorities exercise, courts are extra like[ly] to allow Plaintiffs to proceed below a pseudonym than if a person has been accused publicly of wrongdoing.” In contrast to actions towards non-public events, “[a]ctions towards the federal government do no hurt to its fame[.]” Id. Accordingly, the fourth issue doesn’t weigh in favor of granting Plaintiff a pseudonym as a result of Plaintiff identifies particular person workers of Towson College and does threat hurt to the fame of these non-public people.

With respect to the fifth James issue, the Courtroom examines whether or not there’s a “threat of unfairness to the opposing celebration from permitting an motion towards it to proceed anonymously.” Right here, Plaintiff has filed below seal his true identification. Thus, permitting Plaintiff to proceed pseudonymously is just not unfair to Defendant, as a result of defendant is absolutely conscious of Plaintiff’s identification.

Weighing all the components collectively, Plaintiff has not met the onerous burden to proceed pseudonymously on this case and his movement will likely be denied. The Courtroom notes that going ahead Plaintiff could transfer to file specific paperwork below seal or for a protecting order pursuant to Fed. R. Civ. P. 5.2 and 26(c), if relevant.

And right here is the second determination that was upheld, Justice of the Peace Choose John Anderson’s determination in Doe v. ABA Accredited College (E.D. Va.); from the filings within the case, it seems that the defendant is Hofstra College in Lengthy Island:

Plaintiff seeks to proceed below the pseudonym Jane Doe and has named one of many defendants below the pseudonym ABA Accredited College. Plaintiff desires to proceed with out disclosing plaintiff’s true identify due to the potential of “nationwide consideration” and the will to guard sure non-public, medical, spiritual, and household associated info….

The lawsuit alleged, amongst different issues, that the defendant had a incapacity, the main points of which had been redacted from the publicly filed grievance, and which was presumably a big a part of the idea for the movement for pseudonymity. (Sadly, the movement for pseudonymity is itself sealed, so I am unable to know for certain what precisely the arguments had been.) However the courtroom rejected the try and proceed pseudonymously:

A assessment of [the] 5 components reveals that plaintiffs movement needs to be denied. First, plaintiff’s concern about nationwide curiosity falls throughout the class of merely in search of to keep away from annoyance and criticism that will attend the litigation. Any professional issues involving extremely delicate, private info may be addressed via redacting that particular info in public filings. There isn’t any proof that plaintiff or defendant ABA Accredited College faces a threat of retaliatory bodily or psychological hurt. Plaintiff is a university graduate, has accomplished no less than one 12 months of authorized training, and isn’t a minor. This motion is towards a College, the American Bar Affiliation, and the Division of Schooling they usually may face substantial unfairness in having to proceed on this motion anonymously. For these causes, the movement to proceed below a pseudonym will likely be denied.

Courts are divided, with little sample behind the division, on when plaintiffs could proceed pseudonymously with the intention to maintain their disabilities confidential, see The Regulation of Pseudonymous Litigation.